-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P2x6u3uYhSG0oExVxYKulEdnYD0rHvu3JmK5kGSOpS9YkuKc5gTEoNX07T67cFpb ogc+hC/PzoQPXMxpvgivrA== 0000933745-97-000006.txt : 19970222 0000933745-97-000006.hdr.sgml : 19970222 ACCESSION NUMBER: 0000933745-97-000006 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970212 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PDT INC /DE/ CENTRAL INDEX KEY: 0000933745 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770222872 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49175 FILM NUMBER: 97526254 BUSINESS ADDRESS: STREET 1: 7408 HOLLISTER AVE CITY: SANTA BARBARA STATE: CA ZIP: 93117 BUSINESS PHONE: 8056859880 MAIL ADDRESS: STREET 1: 7408 HOLLISTER AVENUE CITY: SANTA BARBARA STATE: CA ZIP: 93117 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DOIRON DANIEL R CENTRAL INDEX KEY: 0001005158 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7408 HOLLISTER AVENUE CITY: SANTA BARBARA STATE: CA ZIP: 93117 BUSINESS PHONE: 8056859880 MAIL ADDRESS: STREET 1: 7408 HOLLISTER AVENUE CITY: SANTA BARBARA STATE: CA ZIP: 93117 SC 13G/A 1 13G AMEND. NO 1 AS OF 12/31/96 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WAHSINGTON D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO: 1 Name of Issuer: PDT, Inc. Title of Class of Securities: Common Stock CUSIP Number: 69329P Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. : 69329P 1. NAME OF REPORTING PERSONS S.S OR I.R.S. IDENTIFICATION NO. OF THE ABOVE PERSON -Daniel R. Doiron. SS# ###-##-#### -Daniel R. Dorion, Pamela G. Doiron and Santa Barbara Bank & Trust, Trustees for the Daniel R. Doiron & Pamela G. Doiron Charitable Remainder Unitrust -Douglas Pecchenino, Custodian for Brendan D. Dorion, UTMA -Douglas Pecchenino, Custodian for Adrien J. Doiron, UTMA 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [ ] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER Daniel R. Doiron-1,591,336 shares Daniel R. Dorion, Pamela G. Doiron and Santa Barbara Bank & Trust, Trustees for the Daniel R. Doiron & Pamela G. Doiron Charitable Remainder Unitrust-50,000 shares Douglas Pecchenino, Custodian for Brendan D. Dorion, UTMA-9,369 shares Douglas Pecchenino, Custodian for Adrien J. Doiron, UTMA-9,369 shares 6. SHARED VOTING POWER None 7. SOLE DISPOSITIVE POWER Daniel R. Doiron-1,591,336 shares Daniel R. Dorion, Pamela G. Doiron and Santa Barbara Bank & Trust, Trustees for the Daniel R. Doiron & Pamela G. Doiron Charitable Remainder Unitrust-50,000 shares Douglas Pecchenino, Custodian for Brendan D. Dorion, UTMA-9,369 shares Douglas Pecchenino, Custodian for Adrien J. Doiron, UTMA-9,369 shares 8. SHARED DISPOSITIVE POWER None 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Daniel R. Doiron-1,591,336 shares Daniel R. Dorion, Pamela G. Doiron and Santa Barbara Bank & Trust, Trustees for the Daniel R. Doiron & Pamela G. Doiron Charitable Remainder Unitrust-50,000 shares Douglas Pecchenino, Custodian for Brendan D. Dorion, UTMA-9,369 shares Douglas Pecchenino, Custodian for Brendan D. Dorion, UTMA--9,369 shares 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.1% 12. TYPE OF REPORTING PERSON* Daniel R. Doiron- IN Daniel R. Dorion, Pamela G. Doiron and Santa Barbara Bank & Trust, Trustees for the Daniel R. Doiron & Pamela G. Doiron Charitable Remainder Unitrust- OO (trust) Douglas Pecchenino, Custodian for Brendan D. Dorion, UTMA- OO (trust) Douglas Pecchenino, Custodian for Brendan D. Dorion, UTMA- OO (trust) Item 1 (a) Name of Issuer: PDT, Inc. Item 1 (b) Address of Issuer's Principal Executive Offices: 7408 Hollister Avenue, Santa Barbara, CA 93117 Item 2 (a) Name of Person Filing: See Item 1 of cover page Item 2(b) Address of Principal Business Office or, if none, Residence: 7408 Hollister Aveune, Santa Barbara, CA 93117 Item 2 (c) Citizenship: United States Item 2 (d) Title of Class of Securities: Common Stock Item 2 (e) CUSIP Number: 69329P Item 3 (a) If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) , check whether the person filing is a: Not applicable Item 4 (a) Amount beneficially owned: See Item 9 of cover page Item 4 (b) Percent of class: See Item 11 of cover page Item 4 (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: See Item 5 of cover page (ii) shared power to vote or to direct the vote: See Item 6 of cover page (iii) sole power to dispose or to direct the disposition of: See item 7 of cover page (iv) shared power to dispose or to direct the disposition of: See Item 8 of cover page Item 5 Ownership of Five Percent or Less of a Class: [X] Not Applicable [ ] This statement is being filed to report the fact that as of the datehereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities. Item 6 Ownership of More than Five Percent on Behalf of Another Person: [X] Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: [X] Not Applicable Item 8 Identification and Classification of Members of the Group: [X] Not Applicable Item 9 Notice of Dissolution of Group: [X] Not Applicable Item 10 Certification: [X] Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1997 /s/ Daniel R. Doiron --------------------------------- Daniel R. Doiron Daniel R. Doiron & Pamela G. Doiron Charitable Remainder Unitrust By: /s/ Daniel R. Doiron --------------------------------- Daniel R. Doiron, Trustee Douglas Pecchenino, Trustee for the Brendan D. Doiron, UTMA and the Adrien J. Doiron, UTMA By: /s/ Daniel R. Doiron --------------------------------- Daniel R. Doiron, Attorney-in-Fact EXHBIBIT INDEX Exhibit Exhibit Name Page - ------- --------------------------------- ---- 1 Agreement and Power of Attorney EX-24 2 AGREEMENT AND POWER OF ATTORNEY EXHIBIT 1 SCHEDULE 13G-PDT, INC. AGREEMENT AND POWER OF ATTORNEY The undersigned hereby confirm and agree that the Schedule 13G, and any and all amendments thereto, relating to beneficial ownership by the undersigned of Common Stock of PDT, Inc. filed with the Securities and Exchange Commission is filed on behalf of each of the undersigned. Each person whose signature appears below constitutes and appoints Daniel R. Doiron as such person's true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution for such person and in such person's name, place and stead, in any and all capacities to sign such Schedule 13G, and any and all amendments thereto, and to file the same with all exhibits thereto, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every thing requisite and necessary to be done as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or a substitute or substitutes, has, or may legally do or cause to be, done by virtue hereof. Dated February 1, 1997 /s/ Daniel R. Doiron -------------------- Daniel R. Doiron Daniel R. Doiron & Pamela G.Doiron Charitable Remainder Unitrust By: /s/ Daniel R. Doiron --- -------------------- Daniel R. Doiron, Trustee By: /s/ Pamela G. Doiron --- -------------------- Pamela G. Doiron, Trustee The Brendan D. Dorion, UTMA and the Adrien J. Doiron, UTMA By: /s/ Douglas Pecchenino ---------------------- Douglas Pecchenino, Trustee -----END PRIVACY-ENHANCED MESSAGE-----